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William T Fadelici

Northwestern Mutual Investment Services, LLC

New York, NY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-20
  • NJ RA
    APPROVED
    Since 2021-08-20

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 10/2012 08/2021
Matt Russo New York NY 07/2021 07/2021
Matt Russo New York NY 08/2021 Present
Northwestern Mutual Investment Services Llc New York NY 08/2021 Present
  • 10/2012 → 08/2021
    Jpmorgan Securities Llc
    New York, NY
  • 07/2021 → 07/2021
    Matt Russo
    New York, NY
  • 08/2021 → Present
    Matt Russo
    New York, NY
  • 08/2021 → Present
    Northwestern Mutual Investment Services Llc
    New York, NY
Previous Registrations
  • 2012-10-01 → 2021-08-03
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
  • 2010-10-26 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-22
S63 Uniform Securities Agent State Law Examination 2007-04-06
  • S66 Uniform Combined State Law Examination
    2010-10-22
  • S63 Uniform Securities Agent State Law Examination
    2007-04-06
Other Names
  • William Thomas Fadelici
  • William T. Fadelici
  • William T Fadelici

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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