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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-06-29 |
Branch Locations
313 S Robinson Ave Box 827, Hartington, NE 68739 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance & Wealth Strategies | Hartington | NE | 07/2012 | 05/2022 |
| Vsr Financial Services, Inc | Overland Park | KS | 07/2012 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 10/2012 | 09/2016 |
| Matt Dresden Insurance Solutions, Llc | Hartington | NE | 01/2014 | 05/2022 |
| Summit Brokerage Services, Inc. | Hartington | NE | 09/2016 | 09/2019 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Security Wealth Strategies | Hartington | NE | 06/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Security Bank Agency | Hartington | NE | 06/2022 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: SECURITY WEALTH STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: 102 NORTH BROADWAY HARTINGTON, NE 68739; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 3) NAME OF OTHER BUSINESS: HOLY TRINITY CATHOLIC CHURCH; INVESTMENT RELATED: NO ; ADDRESS: 404 BROADWAY P O BOX 278 HARTINGTON, NE 68739 NATURE OF BUSINESS: NON PROFIT; START DATE: 8/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SET AND MONITOR BUDGET, HELP PASTOR PRIORITIZE AND DECIDE ON REPAIRS; 4. NAME OF OTHER BUSINESS: NORTHEAST COMMUNITY COLLEGE FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 801 E. BENJAMIN AVE, NORFOLK, NE, 68701, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT AND PROMOTE PROGRAMS AND EDUCATIONAL OPPORTUNITIES; 5. NAME OF OTHER BUSINESS: SECURITY BANK AGENCY; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE DBA, START DATE: 6/2022, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-23 |
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