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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First State Bank | Randolph | NE | 10/1992 | Present |
| First State Insurance Agency | Randolph | NE | 10/1992 | Present |
| Securities America, Inc. | Randolph | NE | 10/2006 | 06/2024 |
| Securities America Advisors, Inc | Randolph | NE | 10/2006 | 06/2024 |
| First State Bancorp, Inc. | Randolph | NE | 01/2000 | 08/2026 |
| Osaic Wealth, Inc. | Randolph | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Randolph | NE | 06/2024 | Present |
1. MERRITT YOUTH RETREAT POSITION: Camp Leader NATURE: Youth Camp Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/27/2016 ADDRESS: Merritt Reservoir, Valentine NE 69201 DESCRIPTION: Volunteer at youth camp at Merritt Reservoir for 3 days each summer 2. SYC OF NORTHERN NEBRASKA POSITION: Leader NATURE: Disabled kids camp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2016 ADDRESS: 87979 Red Wing Road, Long Pine NE 69217 DESCRIPTION: Disabled kids camp 3. FIRST STATE INSURANCE AGENCY POSITION: President NATURE: FIRST STATE INSURANCE AGENCY - INSURANCE SALES - AGENT - Investment Related - Start Date: 10/01/1992 - Located at 102 E BROADWAY STREET RANDLOPH NE 68771 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1992 ADDRESS: 102 East Broadway, P.O. Box 725, Randolph NE 68771 DESCRIPTION: Insurance sales and service. 4. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2024 ADDRESS: 102 East Broadway, P.O. Box 5, Randolph NE 68771, United States DESCRIPTION: Notary Public 5. NEBRASKA BANKERS ASSOCIATION POSITION: Chair-Elect NATURE: Trade association for Nebraska banks INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 233 S 13th St, Lincoln NE 68508, United States DESCRIPTION: Oversee the activities of the trade association. 6. 1ST RENTAL SERVICES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/28/2024 ADDRESS: 123 E Broadway, Randolph NE 68771, United States DESCRIPTION: Two townhomes that are used as rental properties 7. 1ST FINANCIAL SERVICES POSITION: Owner NATURE: Insurance Sales. Agent.- Located at 102 E BROADWAY STREET RANDLOPH NE 68771 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1992 ADDRESS: 102 East Broadway, P.O. Box 5, Randolph NE 68771, United States DESCRIPTION: Insurance sales and service. 8. DEAN OSTRANDER MINISTRIES POSITION: Camp Leader NATURE: Youth Camp Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/27/2016 ADDRESS: Davis Creek, North Loup NE 68859, United States DESCRIPTION: Volunteer at youth camp at Davis Creek near Merritt Reservoir for 3 days each summer 9. HOMESTEAD BANK POSITION: Loan Committee Member NATURE: Corporation, commercial bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/06/2026 ADDRESS: 102 East Broadway, Randolph NE 68771, United States DESCRIPTION: Sit on bank board and review credits on behalf of the bank. I was the President of First State Bank and it sold to Homestead Bank on July 31, 2026. First State Bank was an approved OBA for over 20 years. They buyers of First State Bank requested I serve in a minor role in their lending function since I did the job for 34 years. The job is temporary but will help the new bank in the merger. Basically a much smaller job that what I was previously approved for with First State Bank.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-24 |
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