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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-11-25
  • NE RA
    APPROVED
    Since 2024-11-25

Branch Locations

303 East 2Nd St, Laurel, NE 68745 • United States

101 West 2Nd Street, Allen, NE 68710 • United States

101 West Broadway, Coleridge, NE 68727 • United States

321 North State Street, Osmond, NE 68765 • United States

313 S Robinson Ave Suite B, Hartington, NE 68739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 12/2021 12/2022
Unemployed Omaha NE 09/2021 11/2021
Onestaff Medical Omaha NE 09/2020 08/2021
Heine Farms Feedyard Fordyce NE 05/2019 08/2020
Five Rivers Cattle Company Kersey CO 05/2018 08/2018
University Of Nebraska Lincoln Lincoln NE 08/2015 05/2019
Charles Schwab & Co., Inc. Omaha NE 12/2022 10/2024
Security Bank Hartington NE 10/2024 Present
Cetera Wealth Services, Llc El Segundo CA 10/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
  • 12/2021 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 09/2021 → 11/2021
    Unemployed
    Omaha, NE
  • 09/2020 → 08/2021
    Onestaff Medical
    Omaha, NE
  • 05/2019 → 08/2020
    Heine Farms Feedyard
    Fordyce, NE
  • 05/2018 → 08/2018
    Five Rivers Cattle Company
    Kersey, CO
  • 08/2015 → 05/2019
    University Of Nebraska Lincoln
    Lincoln, NE
  • 12/2022 → 10/2024
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 10/2024 → Present
    Security Bank
    Hartington, NE
  • 10/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SECURITY BANK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / FINANCIAL SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR FOR SECURITY BANK; 2. NAME OF OTHER BUSINESS: CEDAR CATHOLIC HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 401 S BROADWAY AVE, HARTINGTON, NE 68739; NATURE OF BUSINESS: MENTORSHIP; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MENTOR NEW INVESTMENT CLUB THAT SCHOOL IS LOOKING TO IMPLEMENT TO EDUCATE ITS STUDENTS - NO INVESTMENT RELATED ADVICE GIVEN;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-19
S63 Uniform Securities Agent State Law Examination 2022-04-05
  • S65 Uniform Investment Adviser Law Examination
    2024-11-19
  • S63 Uniform Securities Agent State Law Examination
    2022-04-05

View on SEC IAPD

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