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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-25 |
Branch Locations
303 East 2Nd St, Laurel, NE 68745 • United States
101 West 2Nd Street, Allen, NE 68710 • United States
101 West Broadway, Coleridge, NE 68727 • United States
321 North State Street, Osmond, NE 68765 • United States
313 S Robinson Ave Suite B, Hartington, NE 68739 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 12/2021 | 12/2022 |
| Unemployed | Omaha | NE | 09/2021 | 11/2021 |
| Onestaff Medical | Omaha | NE | 09/2020 | 08/2021 |
| Heine Farms Feedyard | Fordyce | NE | 05/2019 | 08/2020 |
| Five Rivers Cattle Company | Kersey | CO | 05/2018 | 08/2018 |
| University Of Nebraska Lincoln | Lincoln | NE | 08/2015 | 05/2019 |
| Charles Schwab & Co., Inc. | Omaha | NE | 12/2022 | 10/2024 |
| Security Bank | Hartington | NE | 10/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: SECURITY BANK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / FINANCIAL SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR FOR SECURITY BANK; 2. NAME OF OTHER BUSINESS: CEDAR CATHOLIC HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 401 S BROADWAY AVE, HARTINGTON, NE 68739; NATURE OF BUSINESS: MENTORSHIP; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MENTOR NEW INVESTMENT CLUB THAT SCHOOL IS LOOKING TO IMPLEMENT TO EDUCATE ITS STUDENTS - NO INVESTMENT RELATED ADVICE GIVEN;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-05 |
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