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Brett Jason Von Hoffmann

J.P. Morgan Securities LLC

Edmonds, WA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

8105 Lake Ballinger Way, Edmonds, WA 98026 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Edmonds WA 10/2012 Present
Previous Registrations
  • 2010-11-08 → 2012-10-01
    Chase Investment Services Corp.
    Edmonds, WA
  • 2010-05-24 → 2010-10-29
    Edward Jones
    Seattle, WA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-21
  • S66 Uniform Combined State Law Examination
    2010-05-21

View on SEC IAPD

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HARBOUR INVESTMENT MANAGEMENT L.L.C. · EDMONDS, WA
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BEAR MOUNTAIN CAPITAL INC. · Edmonds, WA
QUANTCA FINANCIAL · EDMONDS, WA
CETERA INVESTMENT ADVISERS LLC · EDMONDS, WA
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