Brett Jason Von Hoffmann

J.P. Morgan Securities LLC

CRD 5315252

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-24
WA	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2013-09-24
WA RA
APPROVED

Since 2012-10-01

Branch Locations

8105 Lake Ballinger Way, Edmonds, WA 98026 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Edmonds	WA	10/2012	Present

10/2012 → Present

J.P. Morgan Securities Llc

Edmonds, WA

Previous Registrations

2010-11-08 → 2012-10-01

Chase Investment Services Corp.

Edmonds, WA
2010-05-24 → 2010-10-29

Edward Jones

Seattle, WA

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-21

S66 Uniform Combined State Law Examination

2010-05-21

View on SEC IAPD

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