Anita Rafie

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-28
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2016-06-28
CA RA
APPROVED

Since 2011-01-03

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

8571 Santa Monica Blvd, West Hollywood, CA 90069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Los Angeles	CA	05/1996	Present
Wells Fargo Advisors Llc	Los Angeles	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Los Angeles	CA	11/2016	Present

05/1996 → Present

Wells Fargo Bank, N.A.

Los Angeles, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Los Angeles, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Los Angeles, CA

Previous Registrations

2007-12-12 → 2011-01-03

Wells Fargo Investments, Llc

Los Angeles, CA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; LOS ANGELES,CA; 20% OWNERSHIP; START DATE 02/04/2013; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-11

S66 Uniform Combined State Law Examination

2007-12-11

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews