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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-05 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 06/2009 | 04/2018 |
| E*Trade Capital Management Llc | Sandy | UT | 10/2011 | 04/2018 |
| E*Trade Securities Llc | Sandy | UT | 04/2018 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 04/2018 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
*668309 - Exchange Royale; Investment related: Yes; Salt Lake City, Utah; Sports cards and collectibles; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 4; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-28 |
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