James M Lawless

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2021
  Twin Focus Capital Partners, Llc
  Boston, MA
• 03/2021 → Present
  First Republic Investment Management, Inc
  Boston, MA
• 06/2023 → 10/2023
  First Republic Securities Company, Llc
  Boston, MA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Boston, MA
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Boston, MA

Previous Registrations

• 2021-04-22 → 2025-03-24
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
• 2016-06-15 → 2021-03-12
  Twin Focus Capital Partners, Llc
  Boston, MA
• 2011-08-03 → 2016-05-23
  Shepherd Kaplan Llc
  Boston, MA

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-07-13
• S65 Uniform Investment Adviser Law Examination
  2011-08-02

Designations

• Certified Financial Planner

Other Names

• Jim Lawless
• Jimmy Lawless
• James Martin Lawless