Best Investors Account Sign in

Thomas Craig Clark

LPl Financial LLC

San Diego, CA

Carrollton, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-17
CA RA APPROVED 2021-09-24
TX RA APPROVED 2021-09-23
  • CO RA
    APPROVED
    Since 2024-07-17
  • CA RA
    APPROVED
    Since 2021-09-24
  • TX RA
    APPROVED
    Since 2021-09-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc Denver CO 07/2016 11/2020
Fisher Investments Plano TX 06/2021 08/2021
Unemployed Longmont CO 12/2020 05/2021
Lpl Financial Llc Carrollton TX 08/2021 Present
Lpl Enterprise Llc Fort Mill SC 07/2024 Present
  • 07/2016 → 11/2020
    Transamerica Capital Inc
    Denver, CO
  • 06/2021 → 08/2021
    Fisher Investments
    Plano, TX
  • 12/2020 → 05/2021
    Unemployed
    Longmont, CO
  • 08/2021 → Present
    Lpl Financial Llc
    Carrollton, TX
  • 07/2024 → Present
    Lpl Enterprise Llc
    Fort Mill, SC
Previous Registrations
  • 2021-07-21 → 2021-08-31
    Fisher Investments
    Plano, TX
    Plano, TX
  • 2011-09-30 → 2016-08-15
    Lpl Financial Llc
    Naperville, IL
    Aurora, IL
    Downers Grove, IL
  • 2008-03-07 → 2011-06-29
    Edward Jones
    Naperville, IL
    Crest Hill, IL
    St Louis, MO
Other Businesses

Stryder Asset Management, LLC. (a personal family partnership); Partner. Start date 11/2018. 3-5 hours/mth. Zero during SEC trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
  • S66 Uniform Combined State Law Examination
    2008-03-06
Other Names
  • Craig Clark

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor