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John J Terlau

LPl Financial LLC

Fort Thomas, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-07-10
TX RA APPROVED 2017-07-10
  • KY RA
    APPROVED
    Since 2017-07-10
  • TX RA
    APPROVED
    Since 2017-07-10

Branch Locations

155 N Fort Thomas Ave Ste 300, Fort Thomas, KY 41075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ross, Sinclaire & Associates, Llc Cincinnati OH 05/2008 06/2017
Lpl Financial, Llc Fort Thomas KY 06/2017 Present
  • 05/2008 → 06/2017
    Ross, Sinclaire & Associates, Llc
    Cincinnati, OH
  • 06/2017 → Present
    Lpl Financial, Llc
    Fort Thomas, KY
Previous Registrations
  • 2010-06-22 → 2017-07-11
    Ross, Sinclaire & Associates, Llc
    Cincinnati, OH
Other Businesses

1) 06/30/2017 - Terlau Financial - DBA for LPL Business (entity for LPL business) - start: 06/20/2017 - 160 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-03
S63 Uniform Securities Agent State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2009-11-03
  • S63 Uniform Securities Agent State Law Examination
    2007-04-27
Designations
Other Names
  • Jake Terlau

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Thomas, KY
LPL FINANCIAL LLC · FT THOMAS, KY
EDWARD JONES · FT THOMAS, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Thomas, KY
J.P. MORGAN SECURITIES LLC · FT. THOMAS, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Thomas, KY
LPL FINANCIAL LLC · FT. THOMAS, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Thomas, KY

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