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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-02 |
| OH | RA | APPROVED | 2023-06-06 |
| KY | RA | APPROVED | 2021-04-01 |
Branch Locations
602 S Ft Thomas Ave, Ft Thomas, KY 41017 • United States
2500 Chamber Center Dr Ste 100, Fort Mitchell, KY 41017 • United States
7755 Montgomery Rd Ste 180, Cincinnati, OH 45236 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Ft. Mitchell | KY | 07/2015 | 01/2018 |
| The Huntington Investment Company | Columbus | OH | 07/2015 | 04/2021 |
| Lpl Financial, Llc | Lakeside Park | KY | 04/2021 | Present |
| Heartland Bank, Ohio | Lakeside Park | KY | 04/2021 | 02/2025 |
| German American Bank | Lakeside Park | KY | 02/2025 | Present |
1. 4/1/2021 - No Business Name - Investment Related - 335 W 9th St, Newport, KY 41071; and 320 Ward Ave, Bellevue, KY 41073 - Real Estate Rental - Owner - Started 09/01/2018 - 2 Hours Per Month/.5 Hours During Securities Trading - Time Spent 2%. 2. 1/27/2022 - Ameritas, Principal - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/07/2022 - 2 Hours Per Month During Securities Trading. 3. 10/17/2024 - Heartland Bank - Financial Institution Duty - LPL Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ During Trading 4) 03/12/2025 - Heartland Planning Associates a division of German - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 03/07/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-27 |
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