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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-02
OH RA APPROVED 2023-06-06
KY RA APPROVED 2021-04-01
  • TX RA
    APPROVED_RES
    Since 2024-04-02
  • OH RA
    APPROVED
    Since 2023-06-06
  • KY RA
    APPROVED
    Since 2021-04-01

Branch Locations

602 S Ft Thomas Ave, Ft Thomas, KY 41017 • United States

2500 Chamber Center Dr Ste 100, Fort Mitchell, KY 41017 • United States

7755 Montgomery Rd Ste 180, Cincinnati, OH 45236 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Ft. Mitchell KY 07/2015 01/2018
The Huntington Investment Company Columbus OH 07/2015 04/2021
Lpl Financial, Llc Lakeside Park KY 04/2021 Present
Heartland Bank, Ohio Lakeside Park KY 04/2021 02/2025
German American Bank Lakeside Park KY 02/2025 Present
  • 07/2015 → 01/2018
    Huntington National Bank
    Ft. Mitchell, KY
  • 07/2015 → 04/2021
    Columbus, OH
  • 04/2021 → Present
    Lakeside Park, KY
  • 04/2021 → 02/2025
    Heartland Bank, Ohio
    Lakeside Park, KY
  • 02/2025 → Present
    German American Bank
    Lakeside Park, KY
Previous Registrations
Other Businesses

1. 4/1/2021 - No Business Name - Investment Related - 335 W 9th St, Newport, KY 41071; and 320 Ward Ave, Bellevue, KY 41073 - Real Estate Rental - Owner - Started 09/01/2018 - 2 Hours Per Month/.5 Hours During Securities Trading - Time Spent 2%. 2. 1/27/2022 - Ameritas, Principal - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/07/2022 - 2 Hours Per Month During Securities Trading. 3. 10/17/2024 - Heartland Bank - Financial Institution Duty - LPL Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ During Trading 4) 03/12/2025 - Heartland Planning Associates a division of German - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 03/07/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
S63 Uniform Securities Agent State Law Examination 2014-05-27
  • S66 Uniform Combined State Law Examination
    2018-01-29
  • S63 Uniform Securities Agent State Law Examination
    2014-05-27

View on SEC IAPD

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