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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-02
FL RA APPROVED 2021-03-22
TX RA APPROVED_RES 2019-01-04
OH RA APPROVED 2006-10-17
  • KY RA
    APPROVED
    Since 2026-02-02
  • FL RA
    APPROVED
    Since 2021-03-22
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • OH RA
    APPROVED
    Since 2006-10-17

Branch Locations

1501 Alexandria Pike, Ft Thomas, KY 41075-2583 • United States

Miromar Lakes, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Cincinnati OH 07/1995 Present
  • 07/1995 → Present
    Edward D. Jones & Co., L.P.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 1987-02-05
  • S65 Uniform Investment Adviser Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    1987-02-05
Other Names
  • Charles Michael Hertel

View on SEC IAPD

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