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Lisa M Wagner

Edward Jones

Ft Thomas, KY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
KY RA APPROVED 2023-07-26
MO RA APPROVED 2023-07-26
  • TX RA
    APPROVED
    Since 2024-08-28
  • KY RA
    APPROVED
    Since 2023-07-26
  • MO RA
    APPROVED
    Since 2023-07-26

Branch Locations

1501 Alexandria Pike, Ft Thomas, KY 41075-2583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities (Fka Proequities, Inc.) Covington KY 01/2015 02/2023
Protective Life Covington KY 12/2014 02/2023
Edward Jones St. Louis MO 03/2023 Present
  • 01/2015 → 02/2023
    Concourse Financial Group Securities (Fka Proequities, Inc.)
    Covington, KY
  • 12/2014 → 02/2023
    Protective Life
    Covington, KY
  • 03/2023 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25
Other Names
  • Lisa Marie Wagner

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Thomas, KY
LPL FINANCIAL LLC · FT THOMAS, KY
FIFTH THIRD SECURITIES, INC. · HIGHLAND HEIGHTS, KY
J.P. MORGAN SECURITIES LLC · FT. THOMAS, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Thomas, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Thomas, KY
LPL FINANCIAL LLC · FT. THOMAS, KY
PNC WEALTH MANAGEMENT LLC · COLD SPRING, KY

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