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Lisa M Wagner

Edward Jones

Ft Thomas, KY

CRD 6378293

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
KY RA APPROVED 2023-07-26
MO RA APPROVED 2023-07-26
  • TX RA
    APPROVED
    Since 2024-08-28
  • KY RA
    APPROVED
    Since 2023-07-26
  • MO RA
    APPROVED
    Since 2023-07-26

Branch Locations

1501 Alexandria Pike, Ft Thomas, KY 41075-2583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities (Fka Proequities, Inc.) Covington KY 01/2015 02/2023
Protective Life Covington KY 12/2014 02/2023
Edward Jones St. Louis MO 03/2023 Present
  • 01/2015 → 02/2023
    Concourse Financial Group Securities (Fka Proequities, Inc.)
    Covington, KY
  • 12/2014 → 02/2023
    Protective Life
    Covington, KY
  • 03/2023 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S66 Uniform Combined State Law Examination
    2023-07-24
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25
Other Names
  • Lisa Marie Wagner

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
FIFTH THIRD SECURITIES, INC.

Nearby Investors

Charles M Hertel
Ariston Oliver Sandoval
Rodney K Torbush

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Thomas, KY
LPL FINANCIAL LLC · FT THOMAS, KY
FIFTH THIRD SECURITIES, INC. · HIGHLAND HEIGHTS, KY

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