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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-17 |
| TX | RA | APPROVED | 2024-06-17 |
Branch Locations
9910 Dupont Circle Drive East Suite 100, Ft. Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons Llc | Fort Wayne | IN | 06/2010 | 06/2024 |
| Robert W. Baird & Co. Incorporated | Fort Wayne | IN | 10/2019 | 06/2024 |
| Raymond James & Associates, Inc. | Fort Wayne | IN | 06/2024 | Present |
Name/Address: Personal Representative on the Estate of Laura Smith / 15916 Lebaron Lane, Huntertown, IN 46748 Start Date: 11/14/23 Hours Spent: 0-10 hours/month Hours Spent During Trading: 0-5 hours/month Role/Responsibility: Personal Representative Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-06 |
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