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Boris Peter Basil Wolff Metternich

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
NY RA APPROVED 2021-07-27
  • TX RA
    APPROVED
    Since 2026-04-08
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 05/2012 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-16
  • S66 Uniform Combined State Law Examination
    2007-07-16
Other Names
  • Boris Wolff Metternich
  • Boris Peter Basil Wolff Metternich
  • Boris Perter Wolff Metternich

View on SEC IAPD

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