Sara Rae Vinson

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-05-21
TX	RA	APPROVED	2024-05-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Corefirst Bank & Trust	Topeka	KS	07/2001	09/2017
Cetera Investment Services Llc	Topeka	KS	09/2011	09/2017
Jpmorgan Chase Bank	Prescott	AZ	10/2017	10/2018
Jpmorgan Securities Llc	Prescott	AZ	10/2017	10/2018
Geneos Wealth Management	Prescott	AZ	10/2018	08/2020
Tomlinson Wealth Management	Prescott	AZ	10/2018	05/2020
Schott Financial Management	Prescott	AZ	05/2020	08/2020
Unemployed	Prescott	AZ	08/2020	12/2020
Voya Financial Advisors, Inc.	Des Moines	IA	12/2020	08/2021
Cetera Advisor Networks Llc	Des Moines	IA	06/2021	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Des Moines	IA	08/2021	05/2024
Stifel, Nicolaus & Company, Incorporated	Des Moines	IA	05/2024	Present

07/2001 → 09/2017

Corefirst Bank & Trust

Topeka, KS
09/2011 → 09/2017

Cetera Investment Services Llc

Topeka, KS
10/2017 → 10/2018

Jpmorgan Chase Bank

Prescott, AZ
10/2017 → 10/2018

Jpmorgan Securities Llc

Prescott, AZ
10/2018 → 08/2020

Geneos Wealth Management

Prescott, AZ
10/2018 → 05/2020

Tomlinson Wealth Management

Prescott, AZ
05/2020 → 08/2020

Schott Financial Management

Prescott, AZ
08/2020 → 12/2020

Unemployed

Prescott, AZ
12/2020 → 08/2021

Voya Financial Advisors, Inc.

Des Moines, IA
06/2021 → 08/2021

Cetera Advisor Networks Llc

Des Moines, IA
08/2021 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Des Moines, IA
05/2024 → Present

Stifel, Nicolaus & Company, Incorporated

Des Moines, IA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-29
S63	Uniform Securities Agent State Law Examination	2008-01-04

Other Firms