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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| UT | RA | APPROVED | 2022-11-04 |
Branch Locations
257 East 200 South Suite 750, Salt Lake City, UT 84111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Salt Lake City | UT | 04/2014 | 11/2022 |
| Lpl Financial Llc | Salt Lake City | UT | 11/2022 | Present |
1) 11/2022- Axex Financial- DBA for LPL Business (entity for LPL business)- inv. related- Salt Lake City, UT 2) 11/2022- Axex Financial- Non-Variable Insurance- Agent selling LIFE, HEALTH, DISABILITY AND LONG TERM CARE- inv. related- Salt Lake City, UT -start date 4/26/2011- 10hrs/mth 3) 11/2022- Taylor Parkin Sole Proprietorship- Real Estate Rental / owner with spouse - inv. related- 1660 Three Kings Dr UT Summit County 1879 700 Salt Lake City, UT 84105 3858 Sunnydale Dr Salt Lake City, UT 84109 1127 Sunnyside Ave Salt Lake City, UT 84102- 3725 2230 Sunnyside Ave Salt Lake City, UT 84108- 1418 3005 E 4430 S Salt Lake City, UT 84124- inv. related- Salt Lake City, UT- start date 3/10/2001- 5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-25 |
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