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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-27 |
Branch Locations
730 Third Avenue Nyc Regional, New York, NY 10017 • United States
Garnerville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | New York | NY | 03/2007 | 10/2023 |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 10/2023 |
| Tiaa | New York | NY | 11/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 11/2023 | Present |
(1) Name: Caring Professionals Position: Aide Nature: Home Care Services Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 08/01/2023 Address: 70-20 Austin Street, Forest Hills NY 11375, United States Description: Home Care (2) Name: Buena Ventures LLC Position: Member Nature: Rental Property Investment Related: Yes Hours: 1Securities Trading Hours: 0Start Date: 02/01/2023 Address: Home Address, Garnerville NY 10923, United States Description: Find Tenants and or Guests
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-26 |
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