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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-12-10
  • CO RA
    APPROVED
    Since 2019-12-10

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc Murrieta CA 02/2004 03/2018
T Rowe Price Colorado Springs CO 12/2019 Present
Unemployed Lake Elsinore CA 03/2018 11/2019
  • 02/2004 → 03/2018
    Scottrade, Inc
    Murrieta, CA
  • 12/2019 → Present
    T Rowe Price
    Colorado Springs, CO
  • 03/2018 → 11/2019
    Unemployed
    Lake Elsinore, CA
Previous Registrations
  • 2017-02-13 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-11
S63 Uniform Securities Agent State Law Examination 2007-05-24
  • S66 Uniform Combined State Law Examination
    2017-02-11
  • S63 Uniform Securities Agent State Law Examination
    2007-05-24
Other Names
  • George N Mejia
  • George N Mejia
  • George Nepacena Mejia

View on SEC IAPD

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