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Matthew Roger White

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tacoma, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
WA RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2025-11-03
  • WA RA
    APPROVED
    Since 2024-11-06

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Puyallup WA 11/2012 05/2019
Jp Morgan Securites, Llc Lakewood WA 05/2019 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 06/2024 Present
Unemployed Sao Paolo 03/2022 06/2024
Bank Of America, N.A. Tacoma WA 07/2024 Present
  • 11/2012 → 05/2019
    Jp Morgan Securities
    Puyallup, WA
  • 05/2019 → 03/2022
    Jp Morgan Securites, Llc
    Lakewood, WA
  • 06/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tacoma, WA
  • 03/2022 → 06/2024
    Unemployed
    Sao Paolo
  • 07/2024 → Present
    Bank Of America, N.A.
    Tacoma, WA
Previous Registrations
  • 2012-11-27 → 2022-03-23
    J.P. Morgan Securities Llc
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Tacoma, WA
    Tacoma, WA
    Tacoma, WA
    Tacoma, WA
    University Place, WA
    Enumclaw, WA
    Lakewood, WA
  • 2007-10-02 → 2012-04-09
    Key Investment Services Llc
    Tacoma, WA
    Tacoma, WA
    Tacoma, WA
    Puyallup, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Matthew Roger White
  • Matthew R White

View on SEC IAPD

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