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Nicholas M Scibilia

Wny Asset Management, LLC

Williamsville, NY

CRD 5308820

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Employer firm

Wny Asset Management, LLC CRD 153872

$1.73B regulatory AUM 8 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wny Asset Management, Llc

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-15
  • NY RA
    APPROVED
    Since 2024-03-15

Branch Locations

6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Getzville NY 03/2007 09/2018
Wny Asset Management, Llc Williamsville NY 10/2018 Present
Cadaret, Grant & Co., Inc. Williamsville NY 10/2018 07/2025
Wny Asset Management, Llc Williamsville NY 03/2024 Present
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 03/2007 → 09/2018
    Citigroup Global Markets
    Getzville, NY
  • 10/2018 → Present
    Williamsville, NY
  • 10/2018 → 07/2025
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
  • 03/2024 → Present
    Williamsville, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Williamsville, NY
Other Businesses

1- 07/2025 - WNY Asset Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2018 - 0 hours per month/ during trading 2- 07/18/2025 - WNY Asset Management, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 0 hours per month/ during trading - I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18

View on SEC IAPD

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