Dharma Patel

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-20
NC	RA	APPROVED	2026-01-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater	NJ	02/2015	10/2016
Blackrock	Princeton	NJ	02/2017	05/2022
Unemployed	Metuchen	NJ	10/2016	02/2017
Blackrock Investments, Llc	Princeton	NJ	02/2017	12/2020
Morgan Stanley	Raleigh	NC	11/2025	Present
Unemployed	Apex	NC	06/2022	11/2025

02/2015 → 10/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
02/2017 → 05/2022

Blackrock

Princeton, NJ
10/2016 → 02/2017

Unemployed

Metuchen, NJ
02/2017 → 12/2020

Blackrock Investments, Llc

Princeton, NJ
11/2025 → Present

Morgan Stanley

Raleigh, NC
06/2022 → 11/2025

Unemployed

Apex, NC

2017-03-06 → 2022-06-09

Blackrock Investment Management, Llc

Princeton, NJ
2015-12-02 → 2016-10-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
2008-10-06 → 2009-07-01

Td Wealth Management Services Inc.

Piscataway, NJ
2007-10-18 → 2008-07-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Summit, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-23

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