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99 Park Avenue Floor 8, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-25 |
| NY | RA | APPROVED | 2026-03-25 |
Branch Locations
99 Park Avenue Floor 8, New York, NY 10016 • United States
31 Hudson Yards, 11Th Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Group | Hartford | CT | 08/2009 | 04/2024 |
| Lincoln Financial Securities Corporation | Hartford | CT | 03/2011 | 04/2024 |
| Lincoln Financial Advisors Corporation | Hartford | CT | 03/2011 | 04/2024 |
| Lincoln Financial Distributers, Inc. | Hartford | CT | 08/2009 | 04/2024 |
| Compliance Risk Concepts, Llc | New York | NY | 05/2024 | Present |
| Jsq Securities, Llc | Rancho Santa Fe | CA | 02/2025 | 09/2025 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 01/2025 | Present |
| Basic Capital Markets Llc | New York | NY | 02/2025 | 02/2025 |
| Icm Capital Markets, Llc | New York | NY | 06/2025 | Present |
| Si Securities, Llc | New York | NY | 08/2025 | Present |
| Four Points Advisors | New York | NY | 03/2026 | Present |
| Solara Wealth, Llc | New York | NY | 08/2026 | Present |
COMPLIANCE RISK CONCEPTS, LLC, Not Investment Related, 31 Hudson Yards, 11th FL, New York, NY 10001, Associate Director, Business and Compliance Consulting for Financial Services firms, 05/2024 160 HRS/MONTH/120 during securities trading hours; SI SECURITIES, LLC, Investment Related, One World Trade Center, FL 87 New York, NY 10007, Supervisory Principal / Consulting, 08/2025 10 HRS/MTH.; FOUR POINTS ADVISORS, LLC, Investment Related, 99 Park Avenue FL 8 New York, NY 10016, Compliance Consulting, 03/2026 10 HRS/MTH; ICM CAPITAL MARKETS, LLC, Investment Related, 1178 Broadway New York, NY 10001, Chief Compliance Officer / Compliance Consulting, 06/2025 15 HRS/MTH. SOLARA WEALTH, LLC, Investment Related, 287 Park Ave. S. Suite 511 New York, NY 10010, Chief Executive Officer, 08/2026 12 HRS/MTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-19 |
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