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Current Employers
Four Points Advisors, Llc

99 Park Avenue Floor 8, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-25
NY RA APPROVED 2026-03-25
  • CT RA
    APPROVED
    Since 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-25

Branch Locations

99 Park Avenue Floor 8, New York, NY 10016 • United States

31 Hudson Yards, 11Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Group Hartford CT 08/2009 04/2024
Lincoln Financial Securities Corporation Hartford CT 03/2011 04/2024
Lincoln Financial Advisors Corporation Hartford CT 03/2011 04/2024
Lincoln Financial Distributers, Inc. Hartford CT 08/2009 04/2024
Compliance Risk Concepts, Llc New York NY 05/2024 Present
Jsq Securities, Llc Rancho Santa Fe CA 02/2025 09/2025
First Command Brokerage Services, Inc. Fort Worth TX 01/2025 Present
Basic Capital Markets Llc New York NY 02/2025 02/2025
Icm Capital Markets, Llc New York NY 06/2025 Present
Si Securities, Llc New York NY 08/2025 Present
Four Points Advisors New York NY 03/2026 Present
Solara Wealth, Llc New York NY 08/2026 Present
  • 08/2009 → 04/2024
    Lincoln Financial Group
    Hartford, CT
  • 03/2011 → 04/2024
    Lincoln Financial Securities Corporation
    Hartford, CT
  • 03/2011 → 04/2024
    Lincoln Financial Advisors Corporation
    Hartford, CT
  • 08/2009 → 04/2024
    Lincoln Financial Distributers, Inc.
    Hartford, CT
  • 05/2024 → Present
    Compliance Risk Concepts, Llc
    New York, NY
  • 02/2025 → 09/2025
    Jsq Securities, Llc
    Rancho Santa Fe, CA
  • 01/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2025 → 02/2025
    Basic Capital Markets Llc
    New York, NY
  • 06/2025 → Present
    Icm Capital Markets, Llc
    New York, NY
  • 08/2025 → Present
    Si Securities, Llc
    New York, NY
  • 03/2026 → Present
    Four Points Advisors
    New York, NY
  • 08/2026 → Present
    Solara Wealth, Llc
    New York, NY
Previous Registrations
  • 2011-03-29 → 2024-04-05
    Osaic Fa, Inc.
    Hartford, CT
  • 2011-03-29 → 2021-12-31
    Osaic Fs, Inc.
    Fort Wayne, IN
    Hartford, CT
    Concord, NH
    Hartford, CT
  • 2009-08-17 → 2011-02-28
    Lincoln Financial Distributors, Inc.
    Hartford, CT
  • 2008-01-17 → 2009-05-11
    Lincoln Financial Distributors, Inc.
    Hartford, CT
  • 2007-09-13 → 2008-01-22
    Uvest Financial Services Group, Inc.
    New Britain, CT
    Kensington, CT
  • 2007-04-25 → 2007-12-04
    Cetera Investment Services Llc
    Plantsville, CT
Other Businesses

COMPLIANCE RISK CONCEPTS, LLC, Not Investment Related, 31 Hudson Yards, 11th FL, New York, NY 10001, Associate Director, Business and Compliance Consulting for Financial Services firms, 05/2024 160 HRS/MONTH/120 during securities trading hours; SI SECURITIES, LLC, Investment Related, One World Trade Center, FL 87 New York, NY 10007, Supervisory Principal / Consulting, 08/2025 10 HRS/MTH.; FOUR POINTS ADVISORS, LLC, Investment Related, 99 Park Avenue FL 8 New York, NY 10016, Compliance Consulting, 03/2026 10 HRS/MTH; ICM CAPITAL MARKETS, LLC, Investment Related, 1178 Broadway New York, NY 10001, Chief Compliance Officer / Compliance Consulting, 06/2025 15 HRS/MTH. SOLARA WEALTH, LLC, Investment Related, 287 Park Ave. S. Suite 511 New York, NY 10010, Chief Executive Officer, 08/2026 12 HRS/MTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-19
  • S66 Uniform Combined State Law Examination
    2007-04-19
Other Names
  • Alexander Benjamin Sixbey

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