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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-28 |
| CA | RA | APPROVED | 2019-06-17 |
Branch Locations
2301 Rosecrans Ave, El Segundo, CA 90245 • United States
Culver City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 03/2017 | 09/2017 |
| Jpmorgan Securities Llc | Marina Del Rey | CA | 09/2017 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2019 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-25 |
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