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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
300 Spectrum Center Dr Ste 845 [Satellite], Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Irvince | CA | 06/2009 | 11/2022 |
| Independent Financial Group, Llc | San Diego | CA | 11/2022 | 01/2025 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 01/2025 | Present |
(1) SFHENNESSEYART; INV RELATED; 100% OWNERSHIP; SELL ART ONLINE: 3 HOURS PER MONTH; 0 HOURS DURING TRADING; START DATE 01/31/2025 ADDRESS: Orange, CA (2) RETAL PROPERTY POSITION: Owner operator NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2007 ADDRESS: Huntington Beach, Orange CA 92647, United States DESCRIPTION: Owner operator of the property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-26 |
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