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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-01 |
| SC | RA | APPROVED | 2018-12-19 |
Branch Locations
171 Church St. Ste 210, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Charleston | SC | 07/2009 | 12/2018 |
| Lpl Financial Llc | Charleston | SC | 12/2018 | Present |
1)12/07/2018 - Harbor Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2006
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-19 |
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