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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
KY RA APPROVED 2020-02-24
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • KY RA
    APPROVED
    Since 2020-02-24

Branch Locations

75 Cavalier Blvd Ste. 316, Florence, KY 41042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Securities, Inc. Jackson KS 04/2014 Present
  • 04/2014 → Present
    Silver Oak Securities, Inc.
    Jackson, KS
Other Businesses

Penn Mutual Life, 75 Cavalier Blvd., #316, Florence, Ky, 41042, Start date Spring 2015, Life Insurance Agent, duties include sales of universal life product, 40 hours spent on this activity/month, Boardroom Brokerage, 75 Cavalier Blvd, #316 Florence, Ky 41042, Title - President, duties include selling fixed indexed annuities and life insurance, 1 hour spent on this activity per month, start date July 2014, One Resource Group/Impact Partnership/Advisors Excel, 75 Cavalier Blvd., #316, Florence, KY 41042, Start date 2015, agent, sales of equity indexed annuities and life insurance, 40 hours spent on this activity per month: Retirement Security Group, 75 Cavalier Blvd #316, Florence KENTUCKY, 41042, Insurance Sales, Agent, date begin: 01/10/2017, The approximate number of hours per month devoted to this business: 20, The approximate number of hours per month devoted to this business, during trading hours: 8, Is your activity investment related? No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-24
S63 Uniform Securities Agent State Law Examination 2007-06-14
  • S65 Uniform Investment Adviser Law Examination
    2020-02-24
  • S63 Uniform Securities Agent State Law Examination
    2007-06-14
Other Names
  • Erik S Hoffman

View on SEC IAPD

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