Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-19
  • NY RA
    APPROVED
    Since 2025-06-19

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

5101 13Th Ave, Brooklyn, NY 11219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc New York NY 12/2015 11/2016
Jp Morgan Chase Bank New York NY 11/2016 02/2018
Jp Morgan Securities Llc New York NY 11/2016 02/2018
World Financial Group Inc New York NY 10/2014 11/2016
Stitched Brooklyn NY 02/2018 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Hempstead NY 10/2022 05/2025
Allstate Corporation New York NY 06/2019 06/2019
Nylife Securities Llc New York NY 02/2020 12/2020
Unemployed Brooklyn NY 12/2020 10/2022
Wells Fargo Clearing Services, Llc Brooklyn NY 06/2025 Present
Wells Fargo Bank, Na Brooklyn NY 06/2025 Present
  • 12/2015 → 11/2016
    Transamerica Financial Advisors, Inc
    New York, NY
  • 11/2016 → 02/2018
    Jp Morgan Chase Bank
    New York, NY
  • 11/2016 → 02/2018
    Jp Morgan Securities Llc
    New York, NY
  • 10/2014 → 11/2016
    World Financial Group Inc
    New York, NY
  • 02/2018 → 01/2020
    Stitched
    Brooklyn, NY
  • 10/2022 → 05/2025
    South Hempstead, NY
  • 06/2019 → 06/2019
    Allstate Corporation
    New York, NY
  • 02/2020 → 12/2020
    Nylife Securities Llc
    New York, NY
  • 12/2020 → 10/2022
    Unemployed
    Brooklyn, NY
  • 06/2025 → Present
    Brooklyn, NY
  • 06/2025 → Present
    Wells Fargo Bank, Na
    Brooklyn, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-01
S63 Uniform Securities Agent State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2023-04-01
  • S63 Uniform Securities Agent State Law Examination
    2008-10-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor