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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-16 |
| NJ | RA | APPROVED | 2024-06-18 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States
Glen Rock, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 06/2011 | Present |
1) Board 33 - IAABO / P.O Box 355 Carlisle,PA 17013 / No/ 43831 Privately Held / USD / No / No / / Start Date 1/26/16-1/1/20 / 2)New Jersey Interscholastic Lacrosse Officials Association / New Jersey New Jersey, / No/ 43951 Non Profit / USD / No / No / / Start Date 4/21/16-4/30/20 / 3) ESA Technology Solutions/ investment related?: / 60 Midwood Road, Glen Rock, 07452, US/ Install and supply technology solutuons for customers in New Jersey/ office manager and owner/ start date: 5/31/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-31 |
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