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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-13
NY RA APPROVED 2023-11-10
  • NJ RA
    APPROVED
    Since 2023-11-13
  • NY RA
    APPROVED
    Since 2023-11-10

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Englewood, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 05/2015 11/2023
Morgan Stanley Private Bank, National Association New York NY 06/2015 11/2023
Equitable Advisors, Llc New York NY 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 06/2015 11/2023
  • 05/2015 → 11/2023
    New York, NY
  • 06/2015 → 11/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2023 → Present
    New York, NY
  • 06/2015 → 11/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-05-04 → 2023-11-21
    New York, NY
  • 2012-10-01 → 2015-05-12
    New York, NY
  • 2010-01-08 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-29
S63 Uniform Securities Agent State Law Examination 2007-07-20
  • S66 Uniform Combined State Law Examination
    2009-12-29
  • S63 Uniform Securities Agent State Law Examination
    2007-07-20

View on SEC IAPD

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