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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-04
TX RA APPROVED 2023-01-04
  • NY RA
    APPROVED
    Since 2023-01-04
  • TX RA
    APPROVED
    Since 2023-01-04

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 04/2002 Present
Jpmorgan Chase Bank, N.A. New York NY 11/2016 Present
Other Businesses

Entity Name: State of Mind Holdings LLC Investment related: No Address: State of Mind Holdings LLC was formed to hold all of the Boqueria restaurants. https://boqueriarestaurant.com/ Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 01/24/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm a minority investor and already have an investment. They are raising more capital and I want to invest the amount that will keep me from being diluted. Entity Name: GOLDBELY Investment related: No Address: 27 Union Square W, New York, NY 10003 Nature of the other business: Food Delivery Position/Title/Relationship: Owner/Partner Start Date: 08/01/2013 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investor, FOOD ORDERING SERVICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-30
S63 Uniform Securities Agent State Law Examination 2000-03-30
  • S65 Uniform Investment Adviser Law Examination
    2023-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-03-30
Designations
Other Names
  • Francisco Luis Garcia

View on SEC IAPD

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