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Aaron David Stevens

LPl Financial LLC

Boynton Beach, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-22
TX RA APPROVED 2021-02-05
  • FL RA
    APPROVED
    Since 2021-03-22
  • TX RA
    APPROVED
    Since 2021-02-05

Branch Locations

1200 S Federal Hwy Ste 201, Boynton Beach, FL 33435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boynton Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boynton Beach FL 11/2016 01/2021
Lpl Financial, Llc Boynton Beach FL 02/2021 Present
Previous Registrations
  • 2012-09-10 → 2021-01-20
    Wells Fargo Clearing Services, Llc
    Coral Springs, FL
    Coral Springs, FL
    West Palm Beach, FL
    Coral Springs, FL
    Boca Raton, FL
    Boynton Beach, FL
    Fort Lauderdale, FL
    Pompano Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Coral Springs, FL
    Lake Worth, FL
    Boca Raton, FL
    Delray Beach, FL
    Palm Springs, FL
    Delray Beach, FL
    Boynton Beach, FL
Other Businesses

1. 02/05/2021 - STOIC FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BOYNTON BEACH, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-08
S63 Uniform Securities Agent State Law Examination 2007-05-03
  • S66 Uniform Combined State Law Examination
    2012-09-08
  • S63 Uniform Securities Agent State Law Examination
    2007-05-03
Other Names
  • Aaron Stevens

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
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ARMSTRONG, SHANE
COMPASS FINANCIAL MANAGEMENT LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

Craig Scott Fichtenbaum
SHELLEY A FROMM
Andrew Gartrell
KAREN MARIE PLOTKIN
MARGARET ANN VRANE
Vincent Robert Ebbecke
VICTOR THOMAS CONNOR
RICHARD ALAN JACKSON

Other Offices

BENJAMIN F. EDWARDS & COMPANY, INC. · Boynton Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Boynton Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Boynton Beach, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOYNTON BEACH, FL
J.P. MORGAN SECURITIES LLC · Boynton Beach, FL
EDWARD JONES · BOYNTON BEACH, FL
LPL FINANCIAL LLC · BOYNTON BEACH, FL
ARMSTRONG, SHANE · BOYNTON BEACH, FL

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