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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-15 |
| IL | RA | APPROVED | 2019-05-31 |
Branch Locations
390 E Congress Pkwy Ste 390-E, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Airlines | Chicago | IL | 12/1994 | Present |
| Securities America Inc. | La Vista | NE | 09/2010 | 05/2019 |
| Securities America Advisors | Crystal Lake | IL | 12/2013 | 05/2019 |
| Lpl Financial, Llc | Crystal Lake | IL | 05/2019 | Present |
1. 11/01/2010 - JOSEPH RICCIARDI/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ CRYSTAL LAKE, IL 2. 05/31/2019 - PWA/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CRYSTAL LAKE, IL 3. 05/31/2019 - PROFESSIONAL WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CRYSTAL LAKE, IL. 4. 5/31/2019 - UNITED AIRLINES - Not Investment Related - O'Hare Intl Airport, Chicago IL 60666, United States - Other-Pilot - Started 12/26/1994 - 75 Hours Per Month. 5. 2/1/2023 - JR FInancial Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 05/01/2019 - 50 Hours Per Month/50 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-01 |
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