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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-11
  • MA RA
    APPROVED
    Since 2022-01-11

Branch Locations

21 Franklin St. Ste. 15, Quincy, MA 02169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Westwood MA 12/2012 12/2020
John Hancock Distributors Llc Westwood MA 01/2013 12/2020
Manulife Asset Management (Us)Llc Boston MA 05/2013 02/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2022 Present
Unemployment Quincy MA 12/2020 10/2021
City Of Quincy Quincy MA 10/2021 Present
  • 12/2012 → 12/2020
    John Hancock
    Westwood, MA
  • 01/2013 → 12/2020
    John Hancock Distributors Llc
    Westwood, MA
  • 05/2013 → 02/2020
    Manulife Asset Management (Us)Llc
    Boston, MA
  • 01/2022 → Present
    Fairfield, IA
  • 01/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2020 → 10/2021
    Unemployment
    Quincy, MA
  • 10/2021 → Present
    City Of Quincy
    Quincy, MA
Previous Registrations
Other Businesses

1. CITY OF QUINCY, QUINCY RETIREMENT BOARD, 1212 Hancock St., Quincy MA 02169, United States, 10/04/2021, Executive Director, Administrative, INV REL, 120 HR/MO - 120 HR/MO TRADING 2. CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3. FOREPOINT RETIREMENT, 585 Washington St., Quincy6 MA 02169, United States, 01/2021, Owner, DBA Name, INV REL, 20 HR/MO - 10HR/MO TRADING 4. BRAD CROALL, Quincy MA 02169, 11/2023, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO - 8 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-29
S63 Uniform Securities Agent State Law Examination 2007-04-11
  • S66 Uniform Combined State Law Examination
    2010-01-29
  • S63 Uniform Securities Agent State Law Examination
    2007-04-11

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