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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2022-05-31 |
Branch Locations
1266 Furnace Brook Pkwy Unit 210, Quincy, MA 02169 • United States
Quincy, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | N Quincy | MA | 06/2015 | 05/2022 |
| Ameriprise Financial Services Llc | Quincy | MA | 05/2022 | Present |
Business Ownership; Brilly Properties LLC; Co-owner; Real Estate; 45 Bayside Rd, , Quincy, MA, 02171; Investment-Related; 06/01/2021; 1 to 9 hours per month; 0 during trading hours / Brilly Pads LLC; Co-owner; Real Estate; 45 Bayside Rd, , Quincy, MA, 02171; Investment-Related; 03/12/2021; 1 to 9 hours per month; 0 during trading hours / M&M Tailwinds LLC; Owner; Manage Ameriprise Business; 1266 Furnace Brook Pkwy, STE 210, Quincy, MA, 02169; Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; M&M Tailwinds LLC; Owner; Manage advisory business; 1266 Furnace Brook Pkwy, STE 210, Quincy, MA, 02169; Investment-Related; 01/19/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-22 |
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