Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-05-31
  • NH RA
    APPROVED
    Since 2022-05-31

Branch Locations

1266 Furnace Brook Pkwy Unit 210, Quincy, MA 02169 • United States

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. N Quincy MA 06/2015 05/2022
Ameriprise Financial Services Llc Quincy MA 05/2022 Present
Previous Registrations
  • 2016-05-11 → 2022-05-31
    Braintree, MA
    Abington, MA
    Brockton, MA
    Brockton, MA
    East Weymouth, MA
    Braintree, MA
    East Weymouth, MA
    Weymouth, MA
    Boston, MA
    Quincy, MA
    Quincy, MA
    No Quincy, MA
    Weymouth, MA
    Quincy, MA
    Weymouth, MA
    Braintree, MA
    East Weymouth, MA
    Johnston, RI
    No Quincy, MA
Other Businesses

Business Ownership; Brilly Properties LLC; Co-owner; Real Estate; 45 Bayside Rd, , Quincy, MA, 02171; Investment-Related; 06/01/2021; 1 to 9 hours per month; 0 during trading hours / Brilly Pads LLC; Co-owner; Real Estate; 45 Bayside Rd, , Quincy, MA, 02171; Investment-Related; 03/12/2021; 1 to 9 hours per month; 0 during trading hours / M&M Tailwinds LLC; Owner; Manage Ameriprise Business; 1266 Furnace Brook Pkwy, STE 210, Quincy, MA, 02169; Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; M&M Tailwinds LLC; Owner; Manage advisory business; 1266 Furnace Brook Pkwy, STE 210, Quincy, MA, 02169; Investment-Related; 01/19/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-05
S63 Uniform Securities Agent State Law Examination 2012-02-22
  • S65 Uniform Investment Adviser Law Examination
    2015-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-02-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Quincy, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor