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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-03-12
TX RA APPROVED_RES 2026-03-08
  • RI RA
    APPROVED
    Since 2026-03-12
  • TX RA
    APPROVED_RES
    Since 2026-03-08

Branch Locations

1266 Furnace Brook Pkwy Unit 210, Quincy, MA 02169 • United States

Duxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 09/2012 04/2023
Santander Bank, Na Boston MA 06/2004 03/2026
Santander Securities, Llc Dorchester MA 04/2023 03/2026
Ameriprise Financial Services, Llc Quincy MA 03/2026 Present
Previous Registrations
  • 2012-09-19 → 2026-03-09
    Boston, MA
    Lexington, MA
    Boston, MA
    Boston, MA
    Worcester, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Framingham, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Framingham, MA
    Boston, MA
    Plymouth, MA
    Abington, MA
    Needham, MA
    Wellesley, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
  • 2011-05-16 → 2012-09-19
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Needham, MA
    Boston, MA
    Boston, MA
    Needham, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
Other Businesses

Business Ownership; CSR LLC; Owner; Manage Ameriprise Business; 1 Shantum Ln, , Duxbury, MA, 02332; Investment-Related; 01/21/2026; 0 hours per month; 0 during trading hours / 94 MANOMET AVE, LLC; Co-owner; Real Estate; 94 Manomet Ave, , Plymouth, MA, 02360; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours / 122 Beach St LLC; Co-owner; Real Estate; 122 Beach St, , Marshfield, MA, 02050; Not Investment-Related; 07/31/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-13
S63 Uniform Securities Agent State Law Examination 2004-04-05
  • S66 Uniform Combined State Law Examination
    2011-05-13
  • S63 Uniform Securities Agent State Law Examination
    2004-04-05
Other Names
  • Surya K Sapra
  • Surya Sapra

View on SEC IAPD

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