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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life Insurance Co | Waltham | MA | 11/1994 | Present |
| Mml Investors Services | Boston | MA | 03/1996 | Present |
(1) NAME: BRIAN W. O'SULLIVAN INV/REL: YES ADDR: 130 SCHOOL ST MARSHFIELD, MA NATURE: SALE & REFERRAL OF INSURANCE PRODUCTS POSITION: OWNER START: 1/1/2008 HRS/MO: 1 HRS/TRAD: 1 DUTIES: REFER HEALTH INSURANCE BUSINESS TO BROKER AND SALE OF FIXED ANNUITY. (2) NAME: BRIAN W O'SULLIVAN INV REL: Y ADD: 234 COPELAND ST., SUITE 225, QUINCY, MA 02169 NATURE: LIFE SETTLEMENT POSITION: ADVISOR START DATE: 03/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: EDUCATE THE CLIENT ON THEIR OPTIONS WHICH INCLUDE LIFE SETTLEMENTS (3) NAME: FATHER RICK, LLC INV REL: N ADD: 280 CONGRESS STREET, SUITE 1300, BOSTON, MA 02210 NATURE: MEMBER OF LLC FOR RACE HORSE OWNERSHIP POSITION: MEMBER START DATE: 03/30/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO ACTIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-17 |
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