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Brian William Osullivan

Mml Investors Services, LLC

Quincy, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-11
  • TX RA
    APPROVED_RES
    Since 2019-02-11

Branch Locations

234 Copeland St Suite 225, Quincy, MA 02169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut Mutual Life Insurance Co Waltham MA 11/1994 Present
Mml Investors Services Boston MA 03/1996 Present
  • 11/1994 → Present
    Connecticut Mutual Life Insurance Co
    Waltham, MA
  • 03/1996 → Present
    Mml Investors Services
    Boston, MA
Other Businesses

(1) NAME: BRIAN W. O'SULLIVAN INV/REL: YES ADDR: 130 SCHOOL ST MARSHFIELD, MA NATURE: SALE & REFERRAL OF INSURANCE PRODUCTS POSITION: OWNER START: 1/1/2008 HRS/MO: 1 HRS/TRAD: 1 DUTIES: REFER HEALTH INSURANCE BUSINESS TO BROKER AND SALE OF FIXED ANNUITY. (2) NAME: BRIAN W O'SULLIVAN INV REL: Y ADD: 234 COPELAND ST., SUITE 225, QUINCY, MA 02169 NATURE: LIFE SETTLEMENT POSITION: ADVISOR START DATE: 03/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: EDUCATE THE CLIENT ON THEIR OPTIONS WHICH INCLUDE LIFE SETTLEMENTS (3) NAME: FATHER RICK, LLC INV REL: N ADD: 280 CONGRESS STREET, SUITE 1300, BOSTON, MA 02210 NATURE: MEMBER OF LLC FOR RACE HORSE OWNERSHIP POSITION: MEMBER START DATE: 03/30/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO ACTIVE DUTIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-17
  • S63 Uniform Securities Agent State Law Examination
    1995-01-17
Other Names
  • Sully Osullivan
  • Brian W Osullivan

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