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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-02 |
| VA | RA | APPROVED | 2021-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Richmond | VA | 03/2009 | 02/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2021 |
| Raymond James Financial Services, Inc. | Glen Allen | VA | 02/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Glen Allen | VA | 02/2021 | Present |
| Concentric Wealth Partners | Glen Allen | VA | 03/2021 | Present |
| Concentric Wealth Partners, Llc | Glen Allen | VA | 01/2021 | Present |
| Not Available | Richmond | VA | 09/2022 | Present |
(1)Name of Business: Concentric Wealth Partners Address: 4101 Cox Rd Ste 175, Glen Allen, VA, 23060, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 03/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: broker nonvariable life, disability and long term care insurance policies (2)Name of Business: Concentric Wealth Partners Address: 4101 Cox Rd, Ste 175, Glen Allen, VA, 23060, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/18/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Concentric Wealth Partners is the DBA for our Raymond James financial planning and wealth management practice. (3)Name of Business: Concentric Wealth Partners, LLC Address: 4101 Cox Rd Ste 175, Glen Allen, VA, 23060, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/02/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I would describe role as a managing partner - I own 50%, manage operations, conduct business development, manage client relations (4)Name of Business: Perdue Farms, Inc. Address: 4716 Charmian Rd, Richmond, VA, 23226, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 08/20/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be serving as a family member director of the company. In accordance with the Bylaws of the Company, two directors will be lineal descendants of Frank Perdue or spouses of these lineal descendants. The Family Member Director role description is being uploaded with this request. (5)Name of Business: St. Stephen's Episcopal Church Endowment Committee Address: 6000 Grove Avenue, Richmond, VA, 23226, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Finance/Investment Committee Member Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteering as a member of the Endowment Committee for St. Stephen's Episcopal Church in Richmond, VA. The Endowment Committee oversees the investment policy for the Endowment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-02 |
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