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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-02
VA RA APPROVED 2021-03-02
  • TX RA
    APPROVED
    Since 2021-03-02
  • VA RA
    APPROVED
    Since 2021-03-02

Branch Locations

4101 Cox Rd, Ste 175, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Richmond VA 03/2009 02/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2021
Raymond James Financial Services, Inc. Glen Allen VA 02/2021 Present
Raymond James Financial Services Advisors, Inc. Glen Allen VA 02/2021 Present
Concentric Wealth Partners Glen Allen VA 03/2021 Present
Concentric Wealth Partners, Llc Glen Allen VA 01/2021 Present
Not Available Richmond VA 09/2022 Present
  • 03/2009 → 02/2021
    Richmond, VA
  • 01/2016 → 02/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2021 → Present
    Raymond James Financial Services, Inc.
    Glen Allen, VA
  • 02/2021 → Present
    Glen Allen, VA
  • 03/2021 → Present
    Concentric Wealth Partners
    Glen Allen, VA
  • 01/2021 → Present
    Concentric Wealth Partners, Llc
    Glen Allen, VA
  • 09/2022 → Present
    Not Available
    Richmond, VA
Previous Registrations
Other Businesses

(1)Name of Business: Concentric Wealth Partners Address: 4101 Cox Rd Ste 175, Glen Allen, VA, 23060, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 03/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: broker nonvariable life, disability and long term care insurance policies (2)Name of Business: Concentric Wealth Partners Address: 4101 Cox Rd, Ste 175, Glen Allen, VA, 23060, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/18/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Concentric Wealth Partners is the DBA for our Raymond James financial planning and wealth management practice. (3)Name of Business: Concentric Wealth Partners, LLC Address: 4101 Cox Rd Ste 175, Glen Allen, VA, 23060, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/02/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I would describe role as a managing partner - I own 50%, manage operations, conduct business development, manage client relations (4)Name of Business: Perdue Farms, Inc. Address: 4716 Charmian Rd, Richmond, VA, 23226, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 08/20/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be serving as a family member director of the company. In accordance with the Bylaws of the Company, two directors will be lineal descendants of Frank Perdue or spouses of these lineal descendants. The Family Member Director role description is being uploaded with this request. (5)Name of Business: St. Stephen's Episcopal Church Endowment Committee Address: 6000 Grove Avenue, Richmond, VA, 23226, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Finance/Investment Committee Member Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteering as a member of the Endowment Committee for St. Stephen's Episcopal Church in Richmond, VA. The Endowment Committee oversees the investment policy for the Endowment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-22
S63 Uniform Securities Agent State Law Examination 2009-10-02
  • S65 Uniform Investment Adviser Law Examination
    2010-07-22
  • S63 Uniform Securities Agent State Law Examination
    2009-10-02
Designations

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