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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-11-24 |
Branch Locations
301 Carlson Parkway, Suite 140, Minnetonka, MN 55305 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Twin Cities | MN | 08/1999 | Present |
| Lpl Financial Llc | Plymouth | MN | 11/2007 | Present |
| Great Valley Advisor Group, Inc. | Plymouth | MN | 11/2015 | Present |
1. 11/05/2007: NO BUSINESS NAME - Musician - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Freelance drummer in Twin Cities, MN area. - 25% TIME SPENT - Musician - Freelance drummer 2. 02/03/2016 - Rock Island Financial, LLC - DBA for LPL Business (entity for LPL business) - Rock Island Financial, LLC - INV. REL. - START 01/27/2016 - 2 Carlson Parkway, Suite 155, Plymouth MN 55447 - fixed insurance products - 40 Hrs/Mo, 40 Hrs DURING SECS TRDG 3. 02/24/2016 - Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - Rock Island Wealth Management - INV. REL. - START 02/09/2016 - 2 Carlson Pkwy, Suite 155, Plymouth MN 55447 - 40 Hrs/Mo, 30 Hrs DURING SECS TRDG 4. 02/24/2016 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - INV. REL. - START 01/27/2016 - 2 Carlson Pkwy, Suite 155, Plymouth MN 55447 - IAR - 40 HOURS PER MONTH, 40 HOURS DURING SECS TRDG 5. 10/29/2021 - Great Valley Advisor Group, Inc. - DBA: DSB Rock Island - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/01/2021 - 160 Hours Per Month/150 Hour During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 04/05/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/09/2016 - 40 Hours Per Month/ 40 Hours During Securities Trading -I provide investment advisory services thru Great Valley Advisor Group, Inc. and its DBA DSB Rock Island Wealth Management, LLC, and independent investment advisor firm.I started this business activity in 3/2022. I expect to spend approximately 40 hours/month on this activity.Please see the advisory firm's Form ADV for more information about its address,business, owners and services at http://www.advisorinfo.sec.gov/IAPD.This firm is separate from & independent of LPL Financial. 7. 05/09/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 40 Hours Per Month/ 30 Hours During Trading 8. 06/03/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 40 Hours per Month/ 30 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
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