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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

324 Grove Street, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Worcester MA 05/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Gsg & Associates Financial Planning Inc Paxton MA 11/2024 Present
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Archstone Financial; Yes; 343 GROVE ST; WORCESTER; MA; 1605; FINANCIAL SERVICES/DBA; Financial Advisor; 5/1/2015; 160; 160; sales and service of insurance, securities and investment products.| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 344 GROVE ST; WORCESTER; MA; 1605; fixed insurance sales; Independent Insurance Agent; 5/1/2015; 2; 2; sales of fixed insurance| 3) NAME OF ENTITY: Gary Guglielmello, registered rep; No; 345 GROVE ST; WORCESTER; MA; 1605; Insurance and Investments; Sales Assistant; 5/31/2013; 160; 160; Assist registered rep, paraplanning, appointment preparation| 4) NAME OF ENTITY:EMMAUS CITY CHURCH; No; 78 KENDRICK AVE; WORCESTER; MA; 1606; NON-PROFTI ORGANIZATION; DIRECTOR/TREASURER; 7/8/2015; 4; 0; BOOKKEEPING,FINANCIAL REPORTING TO REGIONAL GOVERING BODY AND LOCAL EXECUTIVE LEADERSHIP TEAM.| 5) NAME OF ENTITY: Worcester State University; No; 486 Chandler St; Worcester; MA; 01602; teaching undergraduate course; Adjunct Professor; 1/14/2020; 10; 0; creating curriculum, teaching, lecturing, grading pertinent to the courses| 6) NAME OF OTHER BUSINESS: GSG & ASSOCIATES FINANCIAL PLANNING INC, INVESTMENT RELATED: NO, ADDRESS: 14 INDIAN HILL RD, PAXTON, MA 01612, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: SECRETARY, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS REPORTING ENTITY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-02
  • S66 Uniform Combined State Law Examination
    2014-09-02
Designations

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