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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-22 |
| NJ | RA | APPROVED | 2024-11-15 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Iselin | NJ | 10/2010 | 07/2022 |
| B. Riley Wealth Advisors, Inc. | Jersey City | NJ | 11/2011 | 11/2024 |
| B. Riley Wealth Management | Jersey City | NJ | 07/2022 | 11/2024 |
| Arete Wealth Management | Chicago | IL | 11/2024 | Present |
| Arete Wealth Advisors | Chicago | IL | 11/2024 | Present |
(1) HUDSONPOINT CAPITAL; INVESTMENT RELATED; 30 MONTGOMERY ST SUITE 1201 JERSEY CITY, NJ 07302; D/B/A ; 40 HRS/ WEEK DEVOTED DURING SECURITIES TRADING HOURS... (2) 3T VENTURE; NON INVESTMENT RELATED; 10 CARPENTER RD PISCATAWAY NJ 08854; OWNER; THIS MEDIA BUSINESS WILL ALLOW ME TO BE PAID FOR SPEAKING ENGAGEMENTS. I'LL POSSIBLE BE LOOKING TO RELEASE A BOOK AND ALSO, SIGNING A DISTRIBUTION DEAL TO RE-RELEASE A DOCUMENTARY FILM THAT WE DID YEARS AGO. CONSULTING WITH COLLEGE ATHLETES ON NIL (NAME, IMAGE, LIKENESS) DEALS, WHICH I'M CURRENTLY COMPLETING A COURSE ON. NO CLIENTS WILL BE ENGAGED OR INVOLVED IN THIS BUSINESS; START DATE 5/30/2023; 10 HRS/ MONTH DEVOTED NONE DURING SECURITIES TRADING HRS... (4) RENTAL PROPERTY; INVESTMENT RELATED; 8831 S HARPER AVE CHICAGO IL; RENTAL PROPERTY/ REAL ESTATE INVESTMENT; START DATE 1996; 2 HRS/ MONTH DEVOTED, NONE DURING SECURITIES TRADING HRS... (5) DOOR DASH DRIVER; NON INVESTMENT RELATED; FOOD DELIVERY DRIVER; START DATE 11/2023; 40 HRS/ WEEK NONE DURING SECURITIES TRADING HRS. (6) Muhlenberg Financial Group, LLC, dba, Insurance sales, Owner. Marlton, NJ, 40 hours per month, 32 hours during trading hours. Start date: 03/06/2025. (6) Muhlenberg Financial Group, dba, Financial Planning and Wealth Management, Piscataway, NJ; 160 hours per month during trading hours; Start Date: 3/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-06 |
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