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Aaron Lynn Hargis

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Etrade Securities Llc Sandy UT 02/2007 02/2019
E*Trade Securities Llc Sandy UT 02/2019 Present
Morgan Stanley Sandy UT 03/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 02/2007 → 02/2019
    Etrade Securities Llc
    Sandy, UT
  • 02/2019 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 03/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2014-03-26 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-25
S63 Uniform Securities Agent State Law Examination 2007-04-25
  • S66 Uniform Combined State Law Examination
    2014-03-25
  • S63 Uniform Securities Agent State Law Examination
    2007-04-25

View on SEC IAPD

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Other Investors

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CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU
JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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