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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| LA | RA | APPROVED | 2015-11-24 |
| NC | RA | APPROVED | 2015-10-30 |
| OH | RA | APPROVED | 2015-10-30 |
| PA | RA | APPROVED | 2015-10-30 |
| TX | RA | APPROVED | 2015-10-30 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2015 | Present |
| Jpmorgan Chase Bank, Na. | New York | NY | 10/2015 | Present |
Entity Name: Array Sense Technologies, Inc. (DBA Fun Sport Simulator) Investment related: No Address: Victoria, MN Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 04/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My cousin has built a hockey simulator company. He raised a SAFE Note for equipment/manufacturing expenses and some formation/legal costs. I am investing into the SAFE Note. Entity Name: Common Sport LOFC, L.P. Investment related: Y "Address: The Common Group, LLC 120 East 23rd Street, Fifth Floor New York, NY 10010" Nature of the other business: Venture Fund Position/Title/Relationship: Not at all similar to my role at JP Morgan; this is to participate as a minority investor in a Special Purpose Vehicle that will acquire a roughly 20% ownership stake in Leyton Orient Football Club, a professional soccer club in England's 4th division Start Date: 04/30/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: Briefly describe your duties: Investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-01 |
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