Sarah C Bertot

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-04-21

NJ RA
APPROVED

Since 2022-04-21

Branch Locations

525 Washington Blvd, Jersey City, NJ 07310 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2007	Present

02/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*1788312 Entity Type,~ Name of OBA:Rental Property 1 Address: Hoboken,NJ,07030 Investment Related: NO Position, Title, Association: Co-owner with other family members Employee Start Date: 05/01/2024 No Hours: 1 MONTHY No Hours during trading:0 Duties:~

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-11

S66 Uniform Combined State Law Examination

2010-10-11

Other Names

Sarah E Cruse

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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