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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-16 |
| TX | RA | APPROVED | 2021-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Dallas | TX | 08/2014 | 08/2017 |
| Leap Wealth Management | Dallas | TX | 09/2017 | 04/2019 |
| First Command Financial Planning | Fort Worth | TX | 05/2019 | 09/2021 |
| The Vanguard Group, Inc. | Plano | TX | 09/2021 | Present |
| Vanguard Marketing Corporation | Plano | TX | 09/2021 | Present |
| Break It Take It, Llc | Dallas | TX | 10/2020 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 09/2021 | Present |
NAME OF BUSINESS: BREAK IT TAKE IT, LLC INVESTMENT RELATED ADDRESS: Dallas, TX NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 10/2020 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES; RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-22 |
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