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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-01-01
  • CA RA
    APPROVED
    Since 2010-01-01

Branch Locations

600 West Broadway, San Diego, CA 92101 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc. San Diego CA 02/2009 Present
Ubs Financial Services Inc. San Diego CA 01/2010 Present
Previous Registrations
Other Businesses

1. The S.A. Trust, This is a family revocable trust between me and my husband, and it serves as a wealth transfer tool, San Diego United States, I'm the co-trustee, Start date-1/18/2021 2)rental property,San DiegoUnited States,Sole proprietorship,Real Estate,This is a property I owned along with my husband, and we rent it to individuals/families. The property is under my personal living trust, not a LLC or corporation,Proprietor / owner,I own this condo along with my husbandStart date -1/1/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-01
  • S66 Uniform Combined State Law Examination
    2007-09-01
Other Names
  • Sylvia Chin Sendoda
  • Sylvia Chin Sendoda

View on SEC IAPD

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