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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2012-02-10 |
Branch Locations
950 Office Park Rd Suite 210, West Des Moines, IA 50265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2010 | Present |
1. THE DES MOINES HINDERCLUB HANDBALL CLUB; BOARD MEMBER AND CO PRESIDENT; 11/14/2014; APPROX. 5 HOURS/MONTH. 2. CO-TRUSTEE OF MOTHER'S TRUST - DIXIE C MENGEL TRUST. 3. MENGEL FINANCIAL SERVICES; PRESIDENT; S-CORP USED FOR TAX PURPOSES, ONLY USE NAME FOR BANK ACCOUNT, EXPENSES, RECEIVE COMMISSIONS; NOT USED FOR MARKETING; START DATE 12/3/2021; 0 HOURS PER MONTH; NO COMPENSATION. 4. THEODORE ROOSEVELT HIGH SCHOOL PTA; 4419 CENTER ST, DES MOINES, IA 50312; TREASURER; 6/1/2024; APPROX. 4 HOURS/MONTH. 5. VARIOUS OUTSIDE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-12 |
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