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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| IA | RA | APPROVED | 2022-08-09 |
Branch Locations
6701 Westown Parkway Suite 260, West Des Moines, IA 50266 • United States
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | West Des Moines | IA | 02/2007 | 08/2022 |
| Principal Life Insurance Company | West Des Moines | IA | 02/2007 | 08/2022 |
| Bral Niedert Private Wealth Advisors | West Des Moines | IA | 07/2015 | Present |
| Commonwealth Financial Network | San Diego | CA | 08/2022 | Present |
1. Co-owner, Bral Niedert Private Wealth Advisors, LLC; approximately 0% time spent during business hours; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of 04/25/2022; 5% time spent during business hours; Conducted at branch location; Investment related. 3. Fixed insurance referrals to Group Benefit Life; as of 04/25/2022; approximately less than 1% time spent during business hours; Conducted at branch office location; Investment related. 4. Owner, AMN Wealth Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 11/01/2022; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-31 |
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