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Shane Gregory Wummel

J.P. Morgan Securities LLC

Harper Woods, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-17
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-11-17
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

20675 Vernier, Harper Woods, MI 48225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Harper Woods MI 01/2009 Present
J.P. Morgan Securities Llc Harper Woods MI 10/2012 Present
Sgw Holdings, Llc. Royal Oak MI 08/2020 10/2022
  • 01/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Harper Woods, MI
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Harper Woods, MI
  • 08/2020 → 10/2022
    Sgw Holdings, Llc.
    Royal Oak, MI
Previous Registrations
  • 2012-01-05 → 2012-10-01
    Chase Investment Services Corp.
    Rochester Hills, MI
    Rochester Hills, MI
    Rochester Hills, MI
    Sterling Heights, MI
    Washington Twp, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-03
S63 Uniform Securities Agent State Law Examination 2009-02-06
  • S65 Uniform Investment Adviser Law Examination
    2012-01-03
  • S63 Uniform Securities Agent State Law Examination
    2009-02-06
Other Names
  • Shane G Wummel

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Grosse Pointe, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Grosse Pointe Woods, MI
BOWLINE FINANCIAL, LLC · GROSSE POINTE WOODS, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Grosse Pt Wds, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Grosse Pointe Woods, MI
INVESTORS MANAGEMENT SERVICES INC · Grosse Pointe Woods, MI
EDWARD JONES · Grosse Pointe Woods, MI
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