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20916 Mack Ave. Suite 200, Grosse Pointe Woods, MI 48236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-05 |
| NY | RA | APPROVED | 2026-01-05 |
| NC | RA | APPROVED | 2025-10-19 |
| TX | RA | APPROVED | 2020-12-15 |
| MI | RA | APPROVED | 2020-11-16 |
Branch Locations
20916 Mack Ave. Suite 200, Grosse Pointe Woods, MI 48236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Troy | MI | 08/2015 | 04/2018 |
| Mass Mutual | Southfield | MI | 04/2018 | 11/2020 |
| Mml Investors Services | Southfield | MI | 04/2018 | 11/2020 |
| Bowline Financial, Llc | Grosse Pointe Woods | MI | 11/2020 | Present |
Mr. John Herbert is independently licensed to sell insurance products. When acting in this capacity, he will receive commissions for selling these products. A conflict of interest may arise, as insurance sales may create an incentive to recommend products based on compensation in the form of commissions the product(s) generate. 5 hours per month during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-04 |
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